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    Blogs > Biz Law Blog

    Biz Law Blog

    April 28, 2022
    Failing Grades: School District and Auditor Earn SEC Discipline
    January 11, 2022
    Lower the Gates and Raise the Swing: SEC Proposes Amendments to MMF Rules
    December 9, 2021
    "Call the Plumber": Bank for International Settlement AND IOSCO Call for Reforms
    June 29, 2021
    “C.T.A.,” NOT “Chicago”
    June 8, 2021
    Fixing FICC: Agency Proposes Rule Changes to Encourage More Repo Clearing
    May 27, 2021
    “Margin, I Have to Have More Margin:” The National Securities Clearing Corporation Proposes to Increase the Minimum Required Fund Deposit
    May 25, 2021
    Data Integrity: The SEC Sanctions S & P Dow Jones Indices LLC
    May 18, 2021
    Raising the Bar: SEC to Propose Increased Thresholds for Performance-Based Fees
    April 15, 2021
    Oops: NASDAQ Seeks to Correct a 2009 Error Re: ADR Listing Requirements
    February 23, 2021
    ‘Bucking the Break’: SEC Requests Comments on MMF Reforms
    February 11, 2021
    Taking a Bath: Will Bed Bath & Beyond Drown in the GameStop Surge?
    February 9, 2021
    Inciting to Rupture: Keith Gill and the GameStop Surge
    February 2, 2021
    Rupture Rapture: Should the GameStop?
    January 5, 2021
    Felling Goliaths: ICE, Prudential, and the SEC Slingshot
    June 24, 2019
    Thinking of Raising Capital? A Direct Public Offering Could Cut You Some “Slack”

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