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Biz Law Blog

April 28, 2022
Failing Grades: School District and Auditor Earn SEC Discipline
January 11, 2022
Lower the Gates and Raise the Swing: SEC Proposes Amendments to MMF Rules
December 9, 2021
"Call the Plumber": Bank for International Settlement AND IOSCO Call for Reforms
June 29, 2021
“C.T.A.,” NOT “Chicago”
June 8, 2021
Fixing FICC: Agency Proposes Rule Changes to Encourage More Repo Clearing
May 27, 2021
“Margin, I Have to Have More Margin:” The National Securities Clearing Corporation Proposes to Increase the Minimum Required Fund Deposit
May 25, 2021
Data Integrity: The SEC Sanctions S & P Dow Jones Indices LLC
May 18, 2021
Raising the Bar: SEC to Propose Increased Thresholds for Performance-Based Fees
April 15, 2021
Oops: NASDAQ Seeks to Correct a 2009 Error Re: ADR Listing Requirements
February 23, 2021
‘Bucking the Break’: SEC Requests Comments on MMF Reforms
February 11, 2021
Taking a Bath: Will Bed Bath & Beyond Drown in the GameStop Surge?
February 9, 2021
Inciting to Rupture: Keith Gill and the GameStop Surge
February 2, 2021
Rupture Rapture: Should the GameStop?
January 5, 2021
Felling Goliaths: ICE, Prudential, and the SEC Slingshot
June 24, 2019
Thinking of Raising Capital? A Direct Public Offering Could Cut You Some “Slack”

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