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    Blogs > Biz Law Blog

    Biz Law Blog

    February 13, 2023
    Defrauding D Orders: SEC Cracks Down on Manipulative Day Trader
    January 30, 2023
    Outside Tips: SEC Sues Trio for Trading on Equifax Breach
    December 27, 2022
    Delusional Improvement: SEC Proposes Governance Rules for Clearing Agencies
    December 19, 2022
    Cutting Corners: SEC Sues Surgical Implant Company for Disclosure AND Accounting Fraud
    November 14, 2022
    Fake News, American Style: SEC Sues Company and Executives for Phony “News”
    September 19, 2022
    “Pillow Talk": SEC Sues Greedy New Jersey "Domestic Partner"
    August 1, 2022
    Who Are You? Auditor or Consultant, And Nonetheless Cheating on Exams
    July 25, 2022
    Mony a Mickle Maks a Muckle: SEC Charges Foreign Nationals with Two Microcap Frauds
    July 15, 2022
    Fingers in the Till: SEC Charges Texas City Administrator with Falsified Financial Statements to Conceal Embezzlement
    July 11, 2022
    Stealing From the Weak: SEC Charges Fraudulent Operation of Special Needs Pooled Trusts
    June 27, 2022
    Serving the Public? SEC Charges Two Municipalities and Their Leaders with Bond Fraud
    June 20, 2022
    Changing the Game: SEC Brings Enforcement Action for Exchanging Annuities
    June 13, 2022
    A Fool in Idaho; SEC Sues Idahoans for Insider Trading Scheme
    June 1, 2022
    SEC Brings Enforcement to Tragedy: Asserts Failed ESG Disclosure in Dam Collapse
    September 9, 2021
    Tweeting in the Night: Judgment Entered Against ARCS Stock Tout
    August 31, 2021
    Streaming Data: SEC Charges Netflix Trading Ring
    August 3, 2021
    Insider Tips: And That IS “Bull”
    June 29, 2021
    “C.T.A.,” NOT “Chicago”
    June 8, 2021
    Fixing FICC: Agency Proposes Rule Changes to Encourage More Repo Clearing
    May 27, 2021
    “Margin, I Have to Have More Margin:” The National Securities Clearing Corporation Proposes to Increase the Minimum Required Fund Deposit
    May 25, 2021
    Data Integrity: The SEC Sanctions S & P Dow Jones Indices LLC
    April 29, 2021
    Tightening the Reins: SEC Approves Proposed Rule Change to Clearing Agency Investment Policy
    April 15, 2021
    Oops: NASDAQ Seeks to Correct a 2009 Error Re: ADR Listing Requirements
    March 30, 2021
    Under the Cover of Darkness: Insider Trading and the Dark Web
    March 9, 2021
    Are You Covered? The Exposure of D’s and O’s for Diverse Reasons
    March 4, 2021
    SEC Stops the Game: Suspending Trading After “Questionable Trading and Social Media Activity”
    February 11, 2021
    Taking a Bath: Will Bed Bath & Beyond Drown in the GameStop Surge?
    February 9, 2021
    Inciting to Rupture: Keith Gill and the GameStop Surge
    February 2, 2021
    Rupture Rapture: Should the GameStop?
    January 5, 2021
    Felling Goliaths: ICE, Prudential, and the SEC Slingshot
    December 29, 2020
    Direct Listing on the New York Stock Exchange: “Undertaking” the Underwriter REDUX
    November 5, 2020
    The European Stock Markets: Still at Sixes and Sevens
    October 22, 2020
    Inside Looking Out: Enforcing the Law Against a Market Designer
    September 2, 2020
    Direct Listing on the New York Stock Exchange: “Undertaking” Underwriting

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