{"id":60,"date":"2018-02-21T00:00:00","date_gmt":"2018-02-21T00:00:00","guid":{"rendered":"https:\/\/norrismclaughlin.com\/tie\/2018\/02\/21\/news-fleeing-morgan-stanley-brokers-improperly-solicit-clients\/"},"modified":"2018-02-21T00:00:00","modified_gmt":"2018-02-21T00:00:00","slug":"news-fleeing-morgan-stanley-brokers-improperly-solicit-clients","status":"publish","type":"post","link":"https:\/\/norrismclaughlin.com\/tie\/in-the-news\/news-fleeing-morgan-stanley-brokers-improperly-solicit-clients\/","title":{"rendered":"In The News: Fleeing Morgan Stanley Brokers Improperly Solicit Clients"},"content":{"rendered":"

It was reported in today\u2019s Advisor Hub<\/em>\u00a0that several brokers allegedly used a Morgan Stanley dinner seminar to solicit clients and prospects the night before they moved to Raymond James. This is quintessential pre-solicitation and, if true, would fall squarely within a violation of almost any reasonably drafted non-solicitation clause, regardless of the employer. This would also be a NO-NO even if this was considered to fall under the \u201cprotections\u201d of the Protocol for Broker Recruiting. A casebook scenario of what not to do.<\/p>\n

If you have any questions about this post or any other related matters, please email me at\u00a0dtharmon@nmmlaw.com<\/a>.<\/p>\n","protected":false},"excerpt":{"rendered":"

It was reported in today\u2019s Advisor Hub\u00a0that several brokers allegedly used a Morgan Stanley dinner seminar to solicit clients and prospects the night before they moved to Raymond James. This is quintessential pre-solicitation and, if true, would fall squarely within a violation of almost any reasonably drafted non-solicitation clause, regardless of the employer. This would […]<\/p>\n","protected":false},"author":25,"featured_media":61,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[2,3],"tags":[4,5,6,7,8,9],"coauthors":[],"acf":[],"yoast_head":"\nIn The News: Fleeing Morgan Stanley Brokers Improperly Solicit Clients - Transitions in Employment<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/norrismclaughlin.com\/tie\/in-the-news\/news-fleeing-morgan-stanley-brokers-improperly-solicit-clients\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"In The News: Fleeing Morgan Stanley Brokers Improperly Solicit Clients\" \/>\n<meta property=\"og:description\" content=\"It was reported in today\u2019s Advisor Hub\u00a0that several brokers allegedly used a Morgan Stanley dinner seminar to solicit clients and prospects the night before they moved to Raymond James. 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