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Blogs > Biz Law Blog

Biz Law Blog

June 29, 2021
“C.T.A.,” NOT “Chicago”
June 8, 2021
Fixing FICC: Agency Proposes Rule Changes to Encourage More Repo Clearing
May 27, 2021
“Margin, I Have to Have More Margin:” The National Securities Clearing Corporation Proposes to Increase the Minimum Required Fund Deposit
April 15, 2021
Oops: NASDAQ Seeks to Correct a 2009 Error Re: ADR Listing Requirements
February 11, 2021
Taking a Bath: Will Bed Bath & Beyond Drown in the GameStop Surge?
February 2, 2021
Rupture Rapture: Should the GameStop?
January 7, 2021
Tacking When Floating and Other Proposed Amendments to SEC Rule 144
December 31, 2020
Letting Qualified Experts Expand the Pink to Avoid the Grey: Proposed Conditional Waiver to SEC Rule 15c2-11
October 29, 2020
Keeping Securities Disclosures in the Pink: Amendments to SEC Rule 15c2-11
September 15, 2020
‘Accredited Investor’: Regulatory Design, the Revised Definition, and the Unfinished Result

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